Joseph Sullivan, financial advisor Orlando FL

Joseph Sullivan

CRD Number: 5924401
Current Firm: Schwab Wealth Advisory, Inc.

Joseph Sullivan (CRD# 5924401) is an Investment Advisor Representative working at Schwab Wealth Advisory, Inc. in Orlando, FL and has over 12 years of experience in the finance industry. Joseph Sullivan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Charles Schwab & Company, Inc. Orlando, FL Apr 2015 - Current 8
Schwab Wealth Advisory, Inc. Orlando, FL Apr 2015 - Current 8
Uber Orlando, FL Apr 2016 - Mar 2017 < 1
Market Traders Institute Lake Mary, FL Mar 2015 - Apr 2015 < 1
Bank Of America, N.a. Heathrow, FL Oct 2014 - Feb 2015 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Heathrow, FL May 2014 - Feb 2015 < 1
Wells Fargo Bank, N.a. Winter Park, FL Mar 2014 - May 2014 < 1
Wells Fargo Advisors, LLC Winter Park, FL Mar 2014 - May 2014 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2012
S66 NASAA Uniform Combined State Law Examination Aug 2014
Contact Info for Joseph F. Sullivan
Phone Number: 415-667-7000
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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