Kate Thagard, financial advisor Orlando FL
88 score

Kate Thagard

CRD Number: 6290805
Current Firm: Northwestern Mutual Investment Services,llc

Kate Thagard (CRD# 6290805) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Orlando, FL and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Sep 2014 - Current 2
Northwestern Mutual Investment Services LLC Orlando, FL Mar 2014 - Current 2
Steven Thagard Orlando, FL Mar 2014 - Current 2
Bank Of New York Mellon Lake Mary, FL Apr 2011 - Feb 2014 2
Unemployed Winter Park, FL Mar 2011 - Apr 2011 < 1
Architects Design Group Winter Park, FL Dec 2009 - Mar 2011 1
Research Powered Marketing Group Maitland, FL Sep 2009 - Dec 2009 < 1
Unemployed Winter Park, FL May 2009 - Sep 2009 < 1
Student Gainesville, FL Aug 2006 - May 2009 2
Stein Mart Casselberry, FL May 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2014
Contact Info for Kate M. Thagard
Phone Number: 866-664-7737
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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