Kate ThagardCRD Number: 6290805
Current Firm: Northwestern Mutual Investment Services,llc
Kate Thagard (CRD# 6290805) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Orlando, FL and has over 3 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Retirement Wealth Advisors, Inc.
|Northwestern Mutual Wealth Management Company||Milwaukee, WI||Sep 2014 - Current||3|
|Northwestern Mutual Investment Services LLC||Orlando, FL||Mar 2014 - Current||3|
|Steven Thagard||Orlando, FL||Mar 2014 - Current||3|
|Bank Of New York Mellon||Lake Mary, FL||Apr 2011 - Feb 2014||2|
|Unemployed||Winter Park, FL||Mar 2011 - Apr 2011||< 1|
|Architects Design Group||Winter Park, FL||Dec 2009 - Mar 2011||1|
|Research Powered Marketing Group||Maitland, FL||Sep 2009 - Dec 2009||< 1|
|Unemployed||Winter Park, FL||May 2009 - Sep 2009||< 1|
|Student||Gainesville, FL||Aug 2006 - May 2009||2|
|Stein Mart||Casselberry, FL||May 2006 - Aug 2006||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 2014|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV