Mario JimenezCRD Number: 6377573
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Mario Jimenez (CRD# 6377573) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Orlando, FL and has over 3 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Retirement Wealth Advisors, Inc.
|Bank Of America, N.a.||Orlando, FL||Apr 2015 - Current||2|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Orlando, FL||Jul 2014 - Current||3|
|Urban Trust Bank||Orlando, FL||Aug 2011 - Jul 2014||2|
|Unemployed||Orlando, FL||Feb 2011 - Jul 2011||< 1|
|Internal Revenue Service||Guaynabo, Puerto Rico, PR||Oct 2009 - Jan 2011||1|
|Unemployed||Orlando, FL||Apr 2009 - Sep 2009||< 1|
|Amscot Financial Services||Orlando, FL||Jan 2007 - Mar 2009||2|
|Us Postal Service||Orlando, FL||Dec 2001 - Dec 2006||5|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV