Randall West, financial advisor Orlando FL
86 score

Randall West

CRD Number: 1263988
Current Firm: Schwab Private Client Investment Advisory, Inc.

Randall West (CRD# 1263988) is an Investment Advisor Representative working at Schwab Private Client Investment Advisory, Inc. in Orlando, FL and has over 32 years of experience in the finance industry. Randall West has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Charles Schwab & Company, Inc. Orlando, FL Aug 2015 - Current 1
Schwab Private Client Investment Advisory, Inc. Orlando, FL Aug 2015 - Current 1
Retirement Wealth Advisors, Inc. Jenison, MI May 2014 - Aug 2015 1
Talon Wealth Managment The Villages, FL Jan 2013 - Aug 2015 2
Epic Financial The Villages, FL Jan 2013 - Aug 2015 2
The O.n. Equity Sales Company Cincinnati, OH Dec 2011 - May 2014 2
Ohio National Financial Services Cincinnati, OH Oct 2011 - May 2014 2
Ing Financial Partners, Inc. Summerfield, FL Nov 2010 - Dec 2011 1
Raymond James Financial Services, Inc. Mount Dora, FL Mar 2007 - Nov 2010 3
Self Employed Apopka, FL Jan 2006 - Mar 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1984
S65 NASAA Investment Advisors Law Examination Dec 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Randall G. West
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    67,823
    MILLIONS
  • Total Number of Accounts
    155,246
    ACCOUNTS
  • Average Account Value
    $436,876
Compensation Options
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
86

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