Ronald RasbandCRD Number: 5544915
Current Firm: Securian Financial Services, Inc.
Ronald Rasband (CRD# 5544915) is an Investment Advisor Representative working at Securian Financial Services, Inc. in Orlando, FL and has over 9 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Alconbury Trust L.l.c
|Evershore Financial Group||Orlando, FL||Apr 2011 - Current||6|
|Minnesota Life Insurance Company||St. Paul, MN||Jun 2008 - Current||9|
|Securian Financial Services||St. Paul, MN||Jun 2008 - Current||9|
|Byu||Provo, UT||May 2007 - Current||10|
|Ibis Financial Group||Orlando, FL||Jun 2009 - Apr 2011||1|
|Heritage Financial Group||Orem, UT||Jun 2008 - May 2009||< 1|
|Desert First Credit Union||Spanish Fork, UT||Dec 2005 - May 2007||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management6,627MILLIONS
Total Number of Accounts29,442ACCOUNTS
Average Account Value$225,095
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV