Scott PerroneCRD Number: 4611078
Current Firm: Capital Markets Iq, LLC
Scott Perrone (CRD# 4611078) is an Investment Advisor Representative working at Capital Markets Iq, LLC in Orlando, FL and has over 4 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Retirement Wealth Advisors, Inc.
|Capital Markets Iq, LLC||Wilmington, DE||Dec 2016 - Current||1|
|Lpl||Orlando, FL||Jul 2015 - Nov 2016||1|
|Partners Federal Credit Union||Orlando, FL||Jul 2015 - Nov 2016||1|
|Seacoast National Bank||Winter Garden, FL||Mar 2015 - Jul 2015||< 1|
|Invest Financial Corp.||Winter Garden, FL||Mar 2015 - Jul 2015||< 1|
|Fairwinds Credit Union||Orlando, FL||Jan 2013 - Feb 2015||2|
|Cuso Financial Services, LP||San Diego, CA||Jan 2013 - Feb 2015||2|
|Pruco Securities, LLC||Orlando, FL||Jan 2013 - Jan 2013||< 1|
|The Prudential Insurance Company Of America||Orlando, FL||Jan 2013 - Jan 2013||< 1|
|Hartford Equity Sales Company, Inc.||Lake Mary, FL||Nov 2011 - Jan 2013||1|
|Lincoln Financial Distributors||Philadelphia, PA||Mar 2008 - Dec 2011||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
Total Assets Under Management254MILLIONS
Total Number of Accounts627ACCOUNTS
Average Account Value$405,220
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
AR, AZ, CA, CO, DE, FL, GA, IL, LA, MA, MD, MI, MO, NC, NE, NH, PA, TN, TX, VA