Scott Perrone, financial advisor Orlando FL
65 score

Scott Perrone

CRD Number: 4611078
Current Firm: Capital Markets Iq, LLC

Scott Perrone (CRD# 4611078) is an Investment Advisor Representative working at Capital Markets Iq, LLC in Orlando, FL and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Capital Markets Iq, LLC Wilmington, DE Dec 2016 - Current 1
Lpl Orlando, FL Jul 2015 - Nov 2016 1
Partners Federal Credit Union Orlando, FL Jul 2015 - Nov 2016 1
Seacoast National Bank Winter Garden, FL Mar 2015 - Jul 2015 < 1
Invest Financial Corp. Winter Garden, FL Mar 2015 - Jul 2015 < 1
Fairwinds Credit Union Orlando, FL Jan 2013 - Feb 2015 2
Cuso Financial Services, LP San Diego, CA Jan 2013 - Feb 2015 2
Pruco Securities, LLC Orlando, FL Jan 2013 - Jan 2013 < 1
The Prudential Insurance Company Of America Orlando, FL Jan 2013 - Jan 2013 < 1
Hartford Equity Sales Company, Inc. Lake Mary, FL Nov 2011 - Jan 2013 1
Lincoln Financial Distributors Philadelphia, PA Mar 2008 - Dec 2011 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Scott R. Perrone
Phone Number: 310.882.6380
Registered State(s):
  • DE
  • FL
By the Numbers
  • Total Assets Under Management
    254
    MILLIONS
  • Total Number of Accounts
    627
    ACCOUNTS
  • Average Account Value
    $405,220
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States

AR, AZ, CA, CO, DE, FL, GA, IL, LA, MA, MD, MI, MO, NC, NE, NH, PA, TN, TX, VA

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BADGES
65

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