Stephen HartmanCRD Number: 1965828
Current Firm: J. W. Cole Advisors, Inc.
Stephen Hartman (CRD# 1965828) is an Investment Advisor Representative working at J. W. Cole Advisors, Inc. in Orlando, FL and has over 28 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Retirement Wealth Advisors, Inc.
|J.w. Cole Financial, Inc.||Tampa, FL||Aug 2014 - Current||3|
|J.w. Cole Advisors, Inc.||Tampa, FL||Aug 2014 - Current||3|
|Sws Financial Services, Inc.||Orlando, FL||Jan 2000 - Jul 2014||14|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1989|
|S65||NASAA Investment Advisors Law Examination||Jul 1999|
Total Assets Under Management1,250MILLIONS
Total Number of Accounts6,832ACCOUNTS
Average Account Value$182,954
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV