Georgia Rallis (CRD# 2064563) is an Investment Advisor Representative working at Northrock Investments, Pllc in Tucson, AZ and has over 33 years of experience in the finance industry.
CRD# 861820
First Heartland Consultants, Inc.
CRD# 4840087
Lpl Financial LLC
CRD# 5717300
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Northrock Investments, Pllc | Tucson, AZ | Dec 2019 - Current | 4 |
| Kestra Financial, Inc. | Tucson, AZ | Jan 2017 - Dec 2019 | 2 |
| Bank Of America, N.a. | Oro Valley, AZ | Jun 2015 - Jan 2017 | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oro Valley, AZ | May 2010 - Jan 2017 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 1991 |
| S66 | NASAA Uniform Combined State Law Examination | May 2015 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AZ
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Total Assets Under Management20MILLIONS
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Total Number of Accounts81ACCOUNTS
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Average Account Value$246,914
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
AZ
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