Douglas Rohan, financial advisor Oshkosh WI

Douglas Rohan

CRD Number: 4272692
Current Firm: Cetera Investment Advisers LLC

Douglas Rohan (CRD# 4272692) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Oshkosh, WI and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
Rohan Meier & Morgan LLC Oshkosh, WI Nov 2018 - Current 2
Cetera Investment Advisers LLC Schaumburg, IL Oct 2006 - Current 14
Cetera Financial Specialists LLC Schaumburg, IL Jun 2004 - Current 16
Spanbauer & Rohan Accounting & Financial Services LLC Oshkosk, WI Jun 2002 - Nov 2018 16
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2000
S65 NASAA Investment Advisors Law Examination Oct 2006
Contact Info for Douglas E. Rohan
Phone Number: 888-528-2987
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    15,868
    MILLIONS
  • Total Number of Accounts
    78,591
    ACCOUNTS
  • Average Account Value
    $201,910
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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