Nicholas Potthoff, financial advisor Ottawa IL
96 score

Nicholas Potthoff

CRD Number: 4447542
Current Firm: Northwestern Mutual Investment Services,llc

Nicholas Potthoff (CRD# 4447542) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Ottawa, IL and has over 14 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Oct 2012 - Current 4
Northwestern Mutual Life Insurance Company Milwaukee, WI Jun 2001 - Current 15
Northwestern Mutual Investment Services, LLC Milwaukee, IL Sep 2000 - Current 16
Northwestern Mutual Investment Services, LLC Normal, IL Jan 2006 - Mar 2016 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2002
S66 NASAA Uniform Combined State Law Examination Feb 2006
Contact Info for Nicholas D. Potthoff
Phone Number: 866-664-7737
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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