Dennis SmithCRD Number: 1106708
Current Firm: Bancwest Investment Services, Inc. (bwis) And Bwis D/b/a Fhis
Dennis Smith (CRD# 1106708) is an Investment Advisor Representative working at Bancwest Investment Services, Inc. (bwis) And Bwis D/b/a Fhis in Overland Park, KS and has over 33 years of experience in the finance industry.
Nextgen Wealth, LLC
Freedom Wealth Advisors, LLC
Searcy Financial Services, Inc.
|Bank Of The West||Overland Park, KS||Feb 2016 - Current||< 1|
|Bancwest Investment Services||Overland Park, KS||Feb 2016 - Current||< 1|
|Bmo Harris Bank||Leawood, KS||Aug 2011 - Dec 2015||4|
|Bmo Harris Financial Advisors, Inc.||Shawnee, KS||Aug 2011 - Dec 2015||4|
|M&i Financial Advisors||Shawnee, KS||Oct 2010 - Aug 2011||< 1|
|M & I Insurance Services||Leawood, KS||Oct 2010 - Aug 2011||< 1|
|M & I Trust||Leawood, KS||Oct 2010 - Aug 2011||< 1|
|Bancwest Investment Services||Kansas City, MO||Feb 2010 - Oct 2010||< 1|
|Bank Of The West||Kansas City, MO||Feb 2010 - Oct 2010||< 1|
|N. Dennis Smith Insurance Agency, Inc.||Wichita, KS||Aug 2009 - Feb 2010||< 1|
|Farmers Financial Solutions||Wichita, KS||Dec 2006 - Aug 2009||2|
|Farmers Insurance Group||Wichita, KS||Dec 2006 - Aug 2009||2|
|New England Finance Securities||Wichita, KS||Dec 2004 - Dec 2006||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1983|
|S65||NASAA Investment Advisors Law Examination||Oct 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
- Customer Dispute
Total Assets Under Management896MILLIONS
Total Number of Accounts5,218ACCOUNTS
Average Account Value$171,807
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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