James ClaiborneCRD Number: 2074636
Current Firm: Financial Partners Group, Inc.
Compensation Model: Both
James is a native of Northeast Missouri and holds a Bachelor of Science degree in Finance from University of Central Missouri. James has earned three professional designations since entering the financial services profession in 1990, Certified Fund Specialist (CFS), Chartered Financial Consultant (ChFC) and Charted Life Underwriter (CLU). His certifications were awarded through the American College in Bryn Mawr, PA. The American College provided financial planners and others in the financial services industry with in-depth knowledge of the skills needed to perform comprehensive financial planning for their clients. Designees also must meet specified experience requirements, maintain ethical standards, and agree to comply with both The American College's Code of Ethics and Procedures and applicable continuing education requirements.
He is an active member of the Financial Service Professional society (FSP) where he has served as President, board member on the Business Ethics Award Steering Committee and Chairman of the Board Election Committee. He also currently serves on the board of Directors and Investment Committee for the University of Central Missouri Foundation. He is a published author, has been selected to receive the FIVE STAR Wealth Manager™ Reward** in 2012, 2013 and 2014. He was also recognized in the January issue of KCB Magazine and is on the 2006 list of "The 10 Most Dependable"™ Wealth Managers of the Central Region as shown in the November 2006 addition of Southwest Airlines Spirit Magazine.*
Mariner Wealth Advisors
Prime Capital Investment Advisors, LLC
Equitable Advisors, LLC
|Financial Partners Group||Overland Park, KS||Sep 2017 - Current||3|
|Cambridge Investment Research Advisors, Inc.||Overland Park, KS||Jan 2010 - Oct 2017||7|
|Prism Financial Group, LLC||Overland Park, KS||Aug 2005 - Jun 2010||4|
|Cambridge Investment Research, Inc.||Overland Park, KS||Jul 2005 - Dec 2009||4|
|New England Securities Corporation||New York City, NY||Nov 1997 - Jul 2005||7|
|New England Securities||New York City, NY||Feb 1996 - Jul 2005||9|
|Guardian Investor Services Corporation||New York City, NY||Mar 1992 - Feb 1996||3|
|SMA Equities, Inc||Worcester, MA||Jul 1991 - Mar 1992||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1990|
|S6||Investment Company and Variable Contracts Products Representative Examination (IR)||Jul 1991|
|S7||General Securities Representative Examination (GS)||Dec 2003|
|S24||General Securities Principal Examination (GP)||Nov 2009|
Total Assets Under Management568MILLIONS
Total Number of Accounts2,275ACCOUNTS
Average Account Value$249,810
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AZ, CO, FL, IA, IL, KS, MD, MO, NE, NH, TX
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