James Claiborne
CRD Number: 2074636Current Firm: Financial Partners Group, Inc.
Compensation Model: Both
James is a native of Northeast Missouri and holds a Bachelor of Science degree in Finance from University of Central Missouri. James has earned three professional designations since entering the financial services profession in 1990, Certified Fund Specialist (CFS), Chartered Financial Consultant (ChFC) and Charted Life Underwriter (CLU). His certifications were awarded through the American College in Bryn Mawr, PA. The American College provided financial planners and others in the financial services industry with in-depth knowledge of the skills needed to perform comprehensive financial planning for their clients. Designees also must meet specified experience requirements, maintain ethical standards, and agree to comply with both The American College's Code of Ethics and Procedures and applicable continuing education requirements.
He is an active member of the Financial Service Professional society (FSP) where he has served as President, board member on the Business Ethics Award Steering Committee and Chairman of the Board Election Committee. He also currently serves on the board of Directors and Investment Committee for the University of Central Missouri Foundation. He is a published author, has been selected to receive the FIVE STAR Wealth Manager™ Reward** in 2012, 2013 and 2014. He was also recognized in the January issue of KCB Magazine and is on the 2006 list of "The 10 Most Dependable"™ Wealth Managers of the Central Region as shown in the November 2006 addition of Southwest Airlines Spirit Magazine.*
CRD# 1380183
Creative Planning
CRD# 5216324
Mariner Wealth
CRD# 5595335
Prime Capital Financial
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Financial Partners Group | Overland Park, KS | Sep 2017 - Current | 7 |
| Mutual Securities, Inc. | Camarillo, CA | Sep 2017 - Current | 7 |
| Cambridge Investment Research Advisors, Inc. | Fairfiled, IA | Jan 2010 - Sep 2017 | 7 |
| Cambridge Investment Research, Inc. | Fairfield, IA | Jul 2005 - Sep 2017 | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1990 |
- KS
- TX
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Total Assets Under Management860MILLIONS
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Total Number of Accounts3,244ACCOUNTS
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Average Account Value$265,002
- A percentage of assets under your management
- Hourly charges
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- Pension consulting services
- Selection of other advisers (including private fund managers)
AR, AZ, CA, CO, FL, GA, IA, IL, KS, LA, MD, MI, MN, MO, NC, NE, NH, NY, OK, PA, TX, WA
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