Lori Dugger (CRD# 3085015) is an Investment Advisor Representative working at U.s. Bancorp Investments, Inc. in Eldon, MO and has over 17 years of experience in the finance industry.
CRD# 2788374
Lpl Financial LLC
CRD# 5878134
Lincoln Financial Advisors Corporation
CRD# 4152778
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| U.s. Bancorp Investments, Inc. | Osage Beach, MO | Mar 2024 - Current | < 1 |
| Mml Investors Services, LLC | Kansas City, MO | Nov 2020 - Mar 2024 | 3 |
| Massmutual Life Insurance Company | Kansas City, MO | Oct 2020 - Mar 2024 | 3 |
| Mutual Of Omaha Investor Services | Kansas City, MO | Jan 2019 - Sep 2020 | 1 |
| Mutual Of Omaha Insurance Company | Kansas City, MO | Jan 2019 - Sep 2020 | 1 |
| Country Capital Management Company | Bloomington, IL | Mar 2017 - Jan 2019 | 1 |
| Financial Engines Advisors, LLC | Overland Park, KS | Jul 2016 - Feb 2017 | < 1 |
| Bancwest Investment Services | Overland Park, KS | Jun 2013 - Jun 2016 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2006 |
| S65 | NASAA Investment Advisors Law Examination | May 2013 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MO
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Total Assets Under Management15,875MILLIONS
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Total Number of Accounts60,028ACCOUNTS
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Average Account Value$264,455
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
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