Nicholas NeffCRD Number: 4445208
Current Firm: Valic Financial Advisors, Inc.
Nicholas Neff (CRD# 4445208) is an Investment Advisor Representative working at Valic Financial Advisors, Inc. in Overland Park, KS and has over 16 years of experience in the finance industry.
Nextgen Wealth, LLC
Freedom Wealth Advisors, LLC
Searcy Financial Services, Inc.
|Valic Financial Advisors||Overland Park, KS||Feb 2007 - Current||10|
|Cascade Financial Management||Denver, CO||Dec 2005 - Feb 2007||1|
|Citywide Capital Management||Overland Park, KS||Nov 2003 - Feb 2007||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2001|
|S65||NASAA Investment Advisors Law Examination||Sep 2001|
Total Assets Under Management22,665MILLIONS
Total Number of Accounts866,312ACCOUNTS
Average Account Value$26,163
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV