Stephen SmallCRD Number: 5400331
Current Firm: Aspen Wealth Management, Inc.
Stephen Small (CRD# 5400331) is an Investment Advisor Representative working at Aspen Wealth Management, Inc. in Overland Park, KS and has over 10 years of experience in the finance industry.
Nextgen Wealth, LLC
Freedom Wealth Advisors, LLC
Searcy Financial Services, Inc.
|Aspen Wealth Management, Inc.||Overland Park, KS||Aug 2007 - Current||10|
|Kangaroo Crossing, LLC||Kansas City, MO||Oct 1994 - Jul 2007||12|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Sep 2007|
Total Assets Under Management54MILLIONS
Total Number of Accounts522ACCOUNTS
Average Account Value$103,729
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)