Stephen SmallCRD Number: 5400331
Current Firm: Aspen Wealth Management, Inc.
Stephen Small (CRD# 5400331) is an Investment Advisor Representative working at Aspen Wealth Management, Inc. in Overland Park, KS and has over 9 years of experience in the finance industry.
Nextgen Wealth, LLC
Freedom Wealth Advisors, LLC
Searcy Financial Services, Inc.
|Aspen Wealth Management, Inc.||Overland Park, KS||Aug 2007 - Current||9|
|Kangaroo Crossing, LLC||Kansas City, MO||Oct 1994 - Jul 2007||12|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Sep 2007|
Total Assets Under Management54MILLIONS
Total Number of Accounts522ACCOUNTS
Average Account Value$103,729
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)