Derrick Mims, financial advisor Oviedo FL
69 score

Derrick Mims

CRD Number: 6167632
Current Firm: Planmember Securities Corporation

Derrick Mims (CRD# 6167632) is an Investment Advisor Representative working at Planmember Securities Corporation in Oviedo, FL and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Bencor, Inc. Winter Springs, FL Apr 2015 - Current 2
Us Employee Benefits Services Group, LLC Winter Springs, FL Apr 2015 - Current 2
Fortuna Advisors, LLC Sanford, FL Aug 2014 - Current 3
Planmember Securities Corporation Carpinteria, CA Aug 2013 - Current 4
Kel Attorneys Orlando, FL Jul 2013 - Current 4
Old World Masonry Construction Inc. Sanford, FL Sep 2011 - Current 6
Fortuna Enterprises, LLC Sanford, FL Jul 2005 - Current 12
Christensen Financial, Inc. Longwood, FL Jan 2009 - Dec 2010 1
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jan 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Derrick R. Mims
Phone Number: 805-684-1199
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    2,638
    MILLIONS
  • Total Number of Accounts
    49,000
    ACCOUNTS
  • Average Account Value
    $53,828
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
69

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Disclosure

Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.