Steven NewmanCRD Number: 1133670
Current Firm: Kovack Advisors, Inc.
Steven Newman (CRD# 1133670) is an Investment Advisor Representative working at Kovack Advisors, Inc. in Oviedo, FL and has over 34 years of experience in the finance industry. Steven Newman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Retirement Wealth Advisors, Inc.
|Kovack Advisors, Inc.||Fort Lauderdale, FL||Apr 2016 - Current||1|
|Kovack Securities, Inc.||Fort Lauderdale, FL||Apr 2016 - Current||1|
|Proequities Inc.||Orlando, FL||Feb 2014 - Apr 2016||2|
|Kovack Securities, Inc.||Fort Lauderdale, FL||Nov 2006 - Feb 2014||7|
|Kovack Advisors, Inc.||Ft. Lauderdale, FL||Nov 2006 - Feb 2014||7|
|Principal Life Insurance Co||Maitland, FL||Dec 2005 - Oct 2006||< 1|
|Princor Financial Services Corp||Maitland, FL||Dec 2005 - Oct 2006||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1983|
Total Assets Under Management1,317MILLIONS
Total Number of Accounts5,353ACCOUNTS
Average Account Value$246,011
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)