James BradenCRD Number: 4512799
Current Firm: H.d. Vest Advisory Services, Inc.
James Braden (CRD# 4512799) is an Investment Advisor Representative working at H.d. Vest Advisory Services, Inc. in Owensboro, KY and has over 15 years of experience in the finance industry. James Braden has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
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|H.d. Vest Advisory Services,||Owensboro, KY||Jan 2007 - Current||11|
|Hd Vest Investment Services||Owensboro, KY||Jan 2005 - Current||13|
|J. Alan Braden, Cpa||Owensboro, KY||Jan 1974 - Current||44|
|Lincoln Heritage||Owensboro, KY||Oct 2013 - Jul 2014||< 1|
|Braden And Associates||Owensboro, KY||Jan 1994 - Jun 2010||16|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2002|
Total Assets Under Management12,278MILLIONS
Total Number of Accounts56,222ACCOUNTS
Average Account Value$218,381
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY