Brian PacenCRD Number: 4219262
Current Firm: Client One Securities LLC
Brian Pacen (CRD# 4219262) is an Investment Advisor Representative working at Client One Securities LLC in Owings Mills, MD and has over 9 years of experience in the finance industry. Brian Pacen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Blue Ocean Global Wealth
Commonwealth Financial Network
Planning Solutions Group, LLC
|Client One Securities, LLC||Owings Mills, MD||Oct 2016 - Current||3|
|The Sawyer Group||Owings Mills, MD||Jan 2016 - Current||4|
|Broker Dealer Financial Services Corp||West Des Moines, IA||Jan 2016 - Oct 2016||< 1|
|Sagepoint Financial||Baltimore, MD||Apr 2014 - Jan 2016||1|
|Charles Schwab & Company, Inc.||Towson, MD||Feb 2013 - Mar 2014||1|
|Merrill Lynch, Pierce, Fenner And Smith Incorporated||Baltimore, MD||Aug 2011 - Feb 2013||1|
|Wells Fargo Advisors LLC||Timonium, MD||Jul 2011 - Aug 2011||< 1|
|Psf International LLC||York, PA||Jan 2011 - May 2011||< 1|
|The Prudential Insurance Company Of America||York, PA||Apr 2010 - Jan 2011||< 1|
|Liberty Mutual||Hunt Valley, MD||Dec 2007 - Apr 2010||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2010|
|S66||NASAA Uniform Combined State Law Examination||Nov 2011|
Total Assets Under Management860MILLIONS
Total Number of Accounts9,166ACCOUNTS
Average Account Value$93,865
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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