Kathryn Dennen (CRD# 6174969) is an Investment Advisor Representative working at Compass Financial Management LLC in Oxford, CT and has over 9 years of experience in the finance industry.
CRD# 2726777
Springboard Asset Management LLC
CRD# 2626796
Lincoln Financial Advisors Corporation
CRD# 1483428
Abbington Investment Group, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Compass Financial Management LLC | Parsippany, NJ | Feb 2020 - Current | 4 |
| United Planners' Financial Services Of America A Limited Partner | Scottsdale, AZ | Dec 2019 - Dec 2019 | < 1 |
| Capital Analysts | Wyncote, PA | Apr 2016 - Dec 2019 | 3 |
| Lincoln Investment LLC | Wyncote, PA | Dec 2015 - Dec 2019 | 4 |
| Nylife Securities LLC | Stratford, CT | Sep 2014 - Dec 2015 | 1 |
| New York Life Insurance Company | Stratford, CT | Apr 2014 - Nov 2015 | 1 |
| Waterbury Symphony Orchestra | Waterbury, CT | Jun 2006 - Sep 2014 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 2014 |
| S66 | NASAA Uniform Combined State Law Examination | Mar 2016 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CT
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Total Assets Under Management409MILLIONS
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Total Number of Accounts1,131ACCOUNTS
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Average Account Value$361,944
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
CA, CO, CT, FL, IL, LA, MA, MN, NC, NH, NJ, NY, OH, PR, SC, TN, TX, WY
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