Jay Smith (CRD# 1011840) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Oxford, MI and has over 42 years of experience in the finance industry. Jay Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4661126
Lpl Financial LLC
CRD# 2117710
Grand Capital Advisors, LLC
CRD# 7076674
Grand Capital Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Jackson National | Oxford, MI | Jul 2018 - Current | 5 |
| Evergreen Caapital 32 LLC | Oxford, MI | Jun 2018 - Current | 5 |
| Metropolitan | Oxford, MI | Nov 2010 - Current | 13 |
| Raymond James Financial | Oxford, MI | Apr 2010 - Current | 14 |
| Non-variable Insurance | Oxford, MI | Apr 2007 - Current | 17 |
| Raymond James Financial Services, Inc. | Oxford, MI | Jul 1986 - Current | 37 |
| Jls Financial Services | Oxford, MI | Nov 1982 - Current | 41 |
| Non-variable Insurance | Oxford, MI | Sep 2005 - Jun 2016 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 1982 |
- MI
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Total Assets Under Management275,430MILLIONS
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Total Number of Accounts985,117ACCOUNTS
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Average Account Value$279,591
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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