Betty Knudsen, financial advisor Oxnard CA
81 score

Betty Knudsen

CRD Number: 1404637
Current Firm: Wells Fargo Advisors, LLC

Betty Knudsen (CRD# 1404637) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Oxnard, CA and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors Oxnard, CA Oct 2012 - Current 4
Self Employed Camarillo, CA May 2012 - Sep 2012 < 1
Lpl Financial Camarillo, CA Oct 2011 - May 2012 < 1
Wells Fargo Advisors LLC Oxnard, CA Jan 2010 - Oct 2011 1
Ubs Financial Services Inc. Ventura, CA Oct 2007 - Jan 2010 2
Ubs Financial Services, Inc. Oxnard, CA May 2007 - Oct 2007 < 1
State Farm Insurance - Agent Karl Lassiter Camarillo, CA Mar 2007 - May 2007 < 1
State Farm Vp Management Corp. Camarillo, CA Mar 2007 - May 2007 < 1
Self Employed Camarillo, CA Aug 2006 - Mar 2007 < 1
Morgan Stanley Dw Inc. Oxnard, CA May 2005 - Aug 2006 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1996
S65 NASAA Investment Advisors Law Examination May 1997
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Betty L. Knudsen
Phone Number: 314-875-3000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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