Bret Hormuth, financial advisor Oxnard CA
93 score

Bret Hormuth

CRD Number: 5550880
Current Firm: Charles Schwab & Company, Inc.

Bret Hormuth (CRD# 5550880) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Oxnard, CA and has over 9 years of experience in the finance industry.

Similar Advisors
Nathan Wallace, financial advisor Oxnard CA
Nathan R. Wallace
CRD# 5646552
Greyfox Investors LLC
Score
103
Similar Advisors
Thaddeus Ekstrand, financial advisor Oxnard CA
Thaddeus T. Ekstrand
CRD# 5750892
Invictus Asset Management LLC
Score
103
Similar Advisors
Juan Ros, financial advisor Oxnard CA
Juan C. Ros
CRD# 6028956
Lamia Financial Group, Inc.
Score
103
Company Name Location Dates Years
Charles Schwab & Company, Inc. Oxnard, CA Nov 2013 - Current 4
Charles Schwab Bank Oxnard, CA Nov 2013 - Current 4
J.p. Morgan Securities LLC Camarillo, CA Oct 2012 - Oct 2013 1
Jpmorgan Chase Bank Westlake Village, CA Nov 2009 - Oct 2013 3
Chase Investment Services Corp Westlake Village, CA Nov 2009 - Oct 2012 2
Robert Half International Oxnard, CA Apr 2009 - Oct 2009 < 1
Aig Sunamerica Woodland Hills, CA Jun 2008 - Mar 2009 < 1
Aig Sunamerica Capital Services, Inc. Woodland Hills, CA Jun 2008 - Mar 2009 < 1
Alliance Bank Irvine, CA Sep 2005 - Jun 2008 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2008
S65 NASAA Investment Advisors Law Examination Jun 2011
Contact Info for Bret S. Hormuth
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Bret Hormuth and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.

Disclosure

Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.