Rolf TrautschCRD Number: 1219010
Current Firm: C & T Financial Services Group, Inc.
Rolf Trautsch (CRD# 1219010) is an Investment Advisor Representative working at C & T Financial Services Group, Inc. in Pacific Grove, CA and has over 31 years of experience in the finance industry. Rolf Trautsch has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
J.p. Morgan Securities LLC
Nexus Wealth Advisors, LLC
Cetera Advisors LLC
|C & T Financial Services Group, Inc.||Pacific Grove, CA||Aug 2003 - Current||14|
|Royal Alliance Associates, Inc.||Pacific Grove, CA||Nov 1989 - Current||28|
|Whjr Associates||Campbell, CA||Oct 2012 - Jun 2015||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1986|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Financial planning services
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