Paul SpencerCRD Number: 4468324
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Paul Spencer (CRD# 4468324) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Palm Beach, FL and has over 15 years of experience in the finance industry.
Davis Private Wealth, LLC
Indian River Financial Group, Inc.
Castle Wealth Management
|Bank Of America, N.a.||Palm Beach, FL||Apr 2015 - Current||2|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Palm Beach, FL||Mar 2015 - Current||2|
|Capital Guardian, LLC||West Palm Beach, FL||Feb 2013 - Mar 2015||2|
|Capital Guardian Wealth Management, LLC||West Palm Beach, FL||Feb 2013 - Mar 2015||2|
|Unemployed||West Palm Beach, FL||Aug 2010 - Feb 2013||2|
|Quad Capital, LLC||West Palm Beach, FL||Mar 2010 - Aug 2010||< 1|
|Unemployed||West Palm Beach, FL||Mar 2009 - Mar 2010||1|
|Barclays Capital Inc.||New York, NY||Sep 2008 - Mar 2009||< 1|
|Lehman Brothers||New York, NY||Apr 2001 - Sep 2008||7|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2015|
|S63||Uniform Securities State Law Examination||Jun 2002|
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.