Paul SpencerCRD Number: 4468324
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Paul Spencer (CRD# 4468324) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Palm Beach, FL and has over 14 years of experience in the finance industry.
Castle Wealth Management
United Capital Financial Advisers
Indian River Financial Group, Inc.
|Bank Of America, N.a.||Palm Beach, FL||Apr 2015 - Current||1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Palm Beach, FL||Mar 2015 - Current||1|
|Capital Guardian, LLC||West Palm Beach, FL||Feb 2013 - Mar 2015||2|
|Capital Guardian Wealth Management, LLC||West Palm Beach, FL||Feb 2013 - Mar 2015||2|
|Unemployed||West Palm Beach, FL||Aug 2010 - Feb 2013||2|
|Quad Capital, LLC||West Palm Beach, FL||Mar 2010 - Aug 2010||< 1|
|Unemployed||West Palm Beach, FL||Mar 2009 - Mar 2010||1|
|Barclays Capital Inc.||New York, NY||Sep 2008 - Mar 2009||< 1|
|Lehman Brothers||New York, NY||Apr 2001 - Sep 2008||7|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2015|
|S63||Uniform Securities State Law Examination||Jun 2002|
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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