Alana Faintuch, financial advisor Palm Beach Gardens FL
88 score

Alana Faintuch

CRD Number: 6262919
Current Firm: Ubs Financial Services Inc.

Alana Faintuch (CRD# 6262919) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Palm Beach Gardens, FL and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Ubs Financial Services Inc. Palm Beach, FL Oct 2014 - Current 2
Barclays Palm Beach, FL Oct 2013 - Oct 2014 1
Asg Capital Miami, FL Aug 2013 - Oct 2013 < 1
Nova Southeastern University Davie, FL Apr 2013 - Aug 2013 < 1
U.s. Securities & Exchange Commission Miami, FL Sep 2012 - Apr 2013 < 1
Ilsa Journal Of International & Comparative Law Davie, FL May 2011 - Sep 2012 1
Finra Boca Raton, FL May 2012 - Aug 2012 < 1
Nova Southeastern University Davie, FL Aug 2011 - May 2012 < 1
Miller Law Associates Ft. Lauderdale, FL Jun 2010 - May 2012 1
Seiden Law Firm/family Business Mediation West Palm Beach, FL Jun 2011 - Aug 2011 < 1
Nova Southeastern University Davie, FL Aug 2010 - Jun 2011 < 1
Nova Southeastern University Davie, FL Aug 2009 - Jun 2010 < 1
Miller Law Associates Ft. Lauderdale, FL Jun 2009 - Aug 2009 < 1
University Of Miami Coral Gables, FL Aug 2007 - Jun 2009 1
Provenance Wealth Advisors Ft. Lauderdale, FL May 2007 - Aug 2007 < 1
University Of Miami Coral Gables, FL Aug 2006 - May 2007 < 1
Provenance Wealth Advisors Ft. Lauderdale, FL Jun 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2014
Contact Info for Alana J. Faintuch
Phone Number: 201-352-3000
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    358,253
    MILLIONS
  • Total Number of Accounts
    860,383
    ACCOUNTS
  • Average Account Value
    $416,388
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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