Bruce Simon, financial advisor Palm Beach Gardens FL
96 score

Bruce Simon

CRD Number: 1976549
Current Firm: Ballentine Partners

Bruce Simon (CRD# 1976549) is an Investment Advisor Representative working at Ballentine Partners in Palm Beach Gardens, FL and has over 13 years of experience in the finance industry.

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Financial Security Services, LLC
Professional Designations
Company Name Location Dates Years
Ballentine Partners LLC Waltham, MA Jun 2016 - Current < 1
Rim Securities New York, CA Sep 2012 - Apr 2016 3
Rochdale Investment Management New York, NY Sep 2012 - Apr 2016 3
City National Bank Beverly Hills, CA Jan 2011 - Jun 2012 1
Ballentine Partners LLC Waltham, MA Jan 2010 - Jan 2011 1
Ballentine, Finn & Company, Inc. Waltham, MA Jun 2007 - Jan 2010 2
Unemployed Princeton, NJ Jun 2006 - May 2007 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2013
S66 NASAA Uniform Combined State Law Examination Apr 2003
Contact Info for Bruce D. Simon
Phone Number: 781-341-1300
Registered State(s):
  • FL
  • MA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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