Bruce Simon, financial advisor Palm Beach Gardens FL
96 score

Bruce Simon

CRD Number: 1976549
Current Firm: Ballentine Partners

Bruce Simon (CRD# 1976549) is an Investment Advisor Representative working at Ballentine Partners in Palm Beach Gardens, FL and has over 15 years of experience in the finance industry.

Similar Advisors
Joshua Davis, financial advisor Palm Beach Gardens FL
Joshua S. Davis
CRD# 5548317
Davis Private Wealth, LLC
Similar Advisors
Christina Worley, financial advisor Palm Beach Gardens FL
Christina L. Worley
CRD# 2417412
Castle Wealth Management
Similar Advisors
Jay Marmer, financial advisor Palm Beach Gardens FL
Jay L. Marmer
CRD# 1154531
Financial Security Services, LLC
Professional Designations
Company Name Location Dates Years
Ballentine Partners, LLC Waltham, MA Jan 2018 - Current < 1
Ballentine Partners LLC Waltham, MA Jun 2016 - Jan 2018 1
Rim Securities New York, CA Sep 2012 - Apr 2016 3
Rochdale Investment Management New York, NY Sep 2012 - Apr 2016 3
City National Bank Beverly Hills, CA Jan 2011 - Jun 2012 1
Ballentine Partners LLC Waltham, MA Jan 2010 - Jan 2011 1
Ballentine, Finn & Company, Inc. Waltham, MA Jun 2007 - Jan 2010 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2013
S66 NASAA Uniform Combined State Law Examination Apr 2003
Contact Info for Bruce D. Simon
Phone Number: 781-341-1300
Registered State(s):
  • FL
  • TX
  • MA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States


Ready to hire a financial advisor? Get competitive proposals from Bruce Simon and other advisors.
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.