James Larschan, financial advisor Palm Beach Gardens FL

James Larschan

CRD Number: 805044
Current Firm: Brokers Financial

James Larschan (CRD# 805044) is an Investment Advisor Representative working at Brokers Financial in Palm Beach Gardens, FL and has over 16 years of experience in the finance industry. James Larschan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Brokers Financial Palm Beach Gardens, FL Feb 2020 - Current 2
Newbridge Securities Corporation Palm Beach Gardens, FL Oct 2019 - Feb 2020 < 1
Northwestern Mutual Investment Services, LLC Ft. Lauderdale, FL Apr 1990 - Jul 2019 29
The Northwestern Mutual Life Insurance C Milwaukee, WI Feb 1990 - Jul 2019 29
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for James E. Larschan
Phone Number: 877-886-1939
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    1,218
    MILLIONS
  • Total Number of Accounts
    6,958
    ACCOUNTS
  • Average Account Value
    $174,982
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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