Mark Morgan, financial advisor Palm Beach Gardens FL
75 score

Mark Morgan

CRD Number: 6374251
Current Firm: Money Concepts Advisory Service

Mark Morgan (CRD# 6374251) is an Investment Advisor Representative working at Money Concepts Advisory Service in Palm Beach Gardens, FL and has 1 year of experience in the finance industry.

Similar Advisors
Joshua Davis, financial advisor Palm Beach Gardens FL
Joshua S. Davis
CRD# 5548317
Castle Wealth Management
Score
103
Similar Advisors
Christina Worley, financial advisor Palm Beach Gardens FL
Christina L. Worley
CRD# 2417412
Castle Wealth Management
Score
103
Similar Advisors
Jay Marmer, financial advisor Palm Beach Gardens FL
Jay L. Marmer
CRD# 1154531
Financial Security Services, LLC
Score
101
Company Name Location Dates Years
Money Concepts Capital Corp Palm Beach Gardens, FL Aug 2014 - Current 2
Money Concepts International Lebanon, OH May 2014 - Aug 2014 < 1
Unemployed Lebanon, OH Feb 2014 - May 2014 < 1
Gateway Funding Springboro, OH Aug 2013 - Feb 2014 < 1
Stonegate Mortgage Cincinnati, OH Nov 2012 - Aug 2013 < 1
Residential Finance Corp. Cincinnati, OH May 2012 - Nov 2012 < 1
Prime Lending Cincinnati, OH Feb 2012 - May 2012 < 1
Key Bank Springboro, OH Dec 2011 - Feb 2012 < 1
Chase Mortgage Mason, OH Mar 2011 - Dec 2011 < 1
Huntington National Bank Columbus, OH Mar 2010 - Mar 2011 1
Avcomm International Las Vegas, NV Jul 2009 - Mar 2010 < 1
Citi Financial Dayton, OH Jul 2008 - Jul 2009 1
Global Mortgage Inc. Lebanon, OH Mar 2007 - Jul 2008 1
Ace Mortgage Cincinnati, OH Oct 2006 - Mar 2007 < 1
Iata Inc. Cincinnati, OH Jun 2005 - Oct 2006 1

Mark Morgan has no recent exams reported.
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Mark W. Morgan
Phone Number: 561-472-2000
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    1,181
    MILLIONS
  • Total Number of Accounts
    10,305
    ACCOUNTS
  • Average Account Value
    $114,649
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
75

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.