Matthew Kaplan, financial advisor Palm Beach Gardens FL

Matthew Kaplan

CRD Number: 5172853
Current Firm: Imperial Capital Asset Management LLC

Matthew Kaplan (CRD# 5172853) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in Palm Beach Gardens, FL and has over 3 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Imperial Capital, LLC Los Angeles, CA Jul 2020 - Current 3
Imperial Capital Asset Management Los Angeles, CA Jul 2020 - Current 3
Unemployed Chicago, IL Jun 2019 - Jul 2020 1
Citadel Americas LLC Chicago, IL Sep 2015 - Jun 2019 3
Imperial Capital (international) LLP London, Apr 2014 - Aug 2015 1
Imperial Capital, LLC Century City, CA Oct 2007 - Apr 2014 6
Imperial Capital Asset Management New York, NY Oct 2007 - Apr 2014 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2020
Contact Info for Matthew D. Kaplan
Phone Number: 310-246-3793
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    394
    MILLIONS
  • Total Number of Accounts
    3
    ACCOUNTS
  • Average Account Value
    $131,247,874
Compensation Options
  • A percentage of assets under your management
  • Subscription fees (for a newsletter or periodical)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States

CA, FL

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