Brian Heublein (CRD# 714280) is an Investment Advisor Representative working at Marsha Lee & Company,inc. in Palm Desert, CA and has over 29 years of experience in the finance industry.
CRD# 4445351
Morgan Stanley
CRD# 7008774
Raymond James & Associates, Inc.
CRD# 2965820
Fortem Financial Group, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Advisors LLC | Palm Desert, CA | Sep 2022 - Current | 1 |
| Marsha Lee And Company Inc. | Palm Desert, CA | Apr 1994 - Current | 30 |
| First Allied Securities, Inc. | San Diego, CA | Dec 1994 - Sep 2022 | 27 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1994 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management29MILLIONS
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Total Number of Accounts37ACCOUNTS
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Average Account Value$790,206
- Commissions
- Portfolio management for individuals and/or small businesses
CA
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