Cathleen MoriciCRD Number: 5049990
Current Firm: Hightower Advisors, LLC
Cathleen Morici (CRD# 5049990) is an Investment Advisor Representative working at Hightower Advisors, LLC in Palm Desert, CA and has over 14 years of experience in the finance industry.
Lpl Financial LLC
Rbc Capital Markets, LLC
Raymond James & Associates, Inc.
|Hightower Advisors, LLC||San Diego, CA||Jun 2012 - Current||9|
|Hightower Securities, LLC||San Diego, CA||Jun 2012 - Current||9|
|Ubs Financial Services||San Diego, CA||Oct 2005 - Jun 2012||6|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jan 2007|
Total Assets Under Management74,500MILLIONS
Total Number of Accounts161,263ACCOUNTS
Average Account Value$461,978
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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