Christian RisenmayCRD Number: 4534437
Current Firm: Integrated Wealth Management, Inc.
Christian Risenmay (CRD# 4534437) is an Investment Advisor Representative working at Integrated Wealth Management, Inc. in Palm Desert, CA and has over 15 years of experience in the finance industry. Christian Risenmay has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Centaurus Financial, Inc.
Balboa Wealth Partners, Inc.
Flc Capital Advisors
|Purshe Kaplan Sterling Investments||Albany, NY||Apr 2014 - Current||3|
|Integrated Wealth Managment||Palm Desert, CA||Apr 2014 - Current||3|
|Morgan Stanley||Palm Desert, CA||Sep 2008 - Apr 2014||5|
|Merrill Lynch, Pierce, Fenner & Smith Inc.||Indian Wells, CA||Apr 2002 - Sep 2008||6|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management1,178MILLIONS
Total Number of Accounts3,770ACCOUNTS
Average Account Value$312,361
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AZ, CA, CO, FL, ID, IL, NM, NV, NY, OR, TX, UT, WA