Clark Penney, financial advisor Palm Desert CA
93 score

Clark Penney

CRD Number: 5539813
Current Firm: Integrated Wealth Management, Inc.

Clark Penney (CRD# 5539813) is an Investment Advisor Representative working at Integrated Wealth Management, Inc. in Palm Desert, CA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Purshe Kaplan Sterling Investments Albany, NY Apr 2014 - Current 2
Integrated Wealth Managment Palm Desert, CA Apr 2014 - Current 2
Morgan Stanley Palm Springs, CA Sep 2008 - Apr 2014 5
Merrill Lynch Indian Wells, CA May 2008 - Sep 2008 < 1
At&t Tualatin, OR Nov 2007 - May 2008 < 1
Municipality Of Anchorage Anchorage, AK Jun 2007 - Nov 2007 < 1
Southern Oregon University Ashland, OR Sep 2004 - Jun 2007 2
United States Senate Washington, DC Jun 2006 - Sep 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2008
Contact Info for Clark S. Penney
Phone Number: 866-888-6563
Firm Website: http://www.iwmgmt.com
Registered State(s):
  • CA
  • NV
By the Numbers
  • Total Assets Under Management
    1,178
    MILLIONS
  • Total Number of Accounts
    3,770
    ACCOUNTS
  • Average Account Value
    $312,361
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AZ, CA, CO, FL, ID, IL, NM, NV, NY, OR, TX, UT, WA

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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