David Thatcher, financial advisor Palm Desert CA
96 score

David Thatcher

CRD Number: 5518858
Current Firm: Integrated Wealth Management, Inc.

David Thatcher (CRD# 5518858) is an Investment Advisor Representative working at Integrated Wealth Management, Inc. in Palm Desert, CA and has over 8 years of experience in the finance industry. David Thatcher has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Purshe Kaplan Sterling Investments Albany, NY Apr 2014 - Current 2
Integrated Wealth Management Palm Desert, CA Apr 2014 - Current 2
Morgan Stanley Smith Barney Palm Desert, CA Jun 2009 - Apr 2014 4
Morgan Stanley Palm Desert, CA Sep 2008 - Jun 2009 < 1
Merrill Lynch Pierce Indian Wells, CA Apr 2008 - Sep 2008 < 1
Roots Nyc New York City, NY Sep 2004 - Apr 2008 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2008
Contact Info for David R. Thatcher
Phone Number: 866-888-6563
Firm Website: http://www.iwmgmt.com
Registered State(s):
  • AZ
  • CA
  • NV
By the Numbers
  • Total Assets Under Management
    1,178
    MILLIONS
  • Total Number of Accounts
    3,770
    ACCOUNTS
  • Average Account Value
    $312,361
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AZ, CA, CO, FL, ID, IL, NM, NV, NY, OR, TX, UT, WA

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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