Joseph Romano, financial advisor Palm Desert CA

Joseph Romano

CRD Number: 4140354
Current Firm: Fortem Financial Group, LLC

Joseph Romano (CRD# 4140354) is an Investment Advisor Representative working at Fortem Financial Group, LLC in Palm Desert, CA and has over 23 years of experience in the finance industry.

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Fortem Financial Group, LLC
Company Name Location Dates Years
M.s. Howells & Company Scottsdale, AZ Jan 2024 - Current < 1
Fortem Financial Group, LLC Palm Desert, CA Feb 2018 - Current 6
Purshe Kaplan Sterling Investments Albany, NY Aug 2016 - Dec 2023 7
Fortem Financial, LLC Palm Desert, CA Jul 2016 - Feb 2018 1
Hightower Securities, LLC Palm Desert, CA Apr 2011 - Jul 2016 5
Hightower Advisors, LLC Palm Desert, CA Apr 2011 - Jul 2016 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2000
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Joseph G. Romano
Phone Number: 760-206-8500
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    395
    MILLIONS
  • Total Number of Accounts
    851
    ACCOUNTS
  • Average Account Value
    $463,917
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Other
Types of Clients
Registered States

AZ, CA, NV, OH, TX, WA

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