Mark ThatcherCRD Number: 4470726
Current Firm: Integrated Wealth Management, Inc.
Mark Thatcher (CRD# 4470726) is an Investment Advisor Representative working at Integrated Wealth Management, Inc. in Palm Desert, CA and has over 15 years of experience in the finance industry.
Centaurus Financial, Inc.
Balboa Wealth Partners, Inc.
Flc Capital Advisors
|Purshe Kaplan Sterling Investments||Albany, NY||Apr 2014 - Current||3|
|Integrated Wealth Management||Palm Desert, CA||Apr 2014 - Current||3|
|Morgan Stanley Smith Barney||Palm Desert, CA||Jun 2009 - Apr 2014||4|
|Morgan Stanley||Palm Desert, CA||Sep 2008 - Jun 2009||< 1|
|Merrill Lynch||Indian Wells, CA||Aug 2001 - Sep 2008||7|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management1,178MILLIONS
Total Number of Accounts3,770ACCOUNTS
Average Account Value$312,361
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AZ, CA, CO, FL, ID, IL, NM, NV, NY, OR, TX, UT, WA