Mark Thatcher, financial advisor Palm Desert CA

Mark Thatcher

CRD Number: 4470726
Current Firm: Keystone Private Wealth

Mark Thatcher (CRD# 4470726) is an Investment Advisor Representative working at Keystone Private Wealth in Palm Desert, CA and has over 21 years of experience in the finance industry.

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Company Name Location Dates Years
Purshe Kaplan Sterling Investments Albany, NY Apr 2021 - Current 2
Keystone Wealth Services, Llc Dba Keystone Private Wealth Palm Desert, CA May 2019 - Current 4
Purshe Kaplan Sterling Investments, Inc. Albany, NY Apr 2014 - Mar 2021 6
Cypress Wealth Services, LLC Palm Desert, CA Jun 2017 - Nov 2020 3
Integrated Wealth Management, Inc. Palm Desert, CA Apr 2014 - Jul 2017 3
Morgan Stanley Smith Barney Palm Desert, CA Jun 2009 - Apr 2014 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2002
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Mark W. Thatcher
Phone Number: (760) 818-7020
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    534
    MILLIONS
  • Total Number of Accounts
    997
    ACCOUNTS
  • Average Account Value
    $535,998
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CO, FL, GA, ID, MN, NV, OR, SC, TX, UT, VA, WA

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