Neil VanleeuwenCRD Number: 1263271
Current Firm: Raymond James Financial Services Advisors, Inc.
Neil Vanleeuwen (CRD# 1263271) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Palm Harbor, FL and has over 33 years of experience in the finance industry.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|Raymond James Financial Services Advisors, Inc.||Palm Harbor, FL||Sep 2009 - Current||7|
|Vanleeuwen & Associates LLC||Palm Harbor, FL||Jul 2008 - Current||8|
|Raymond James Financial Services, Inc.||Palm Harbor, FL||Apr 2008 - Current||9|
|Wachovia Securities, LLC||Clearwater, FL||Jan 2008 - Apr 2008||< 1|
|A. G. Edwards & Sons, Inc.||Clearwater, FL||Apr 1985 - Apr 2008||23|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1984|
|S66||NASAA Uniform Combined State Law Examination||Dec 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management64,210MILLIONS
Total Number of Accounts224,839ACCOUNTS
Average Account Value$285,581
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV