Patrick Nichols, financial advisor Palm Harbor FL
83 score

Patrick Nichols

CRD Number: 3088017
Current Firm: Capital Asset Advisory Services, LLC

Patrick Nichols (CRD# 3088017) is an Investment Advisor Representative working at Capital Asset Advisory Services, LLC in Palm Harbor, FL and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Generations Tax And Insurance Services, Inc. Port Richey, FL Apr 2014 - Current 2
Capital Asset Advisory Services, ,llc Haslett, MI Nov 2012 - Current 4
Usa Tax & Insurance Services, Inc. Palm Harbor, FL Oct 2001 - Mar 2014 12
Hand Tax Advisory New Port Richey, FL Oct 2001 - Dec 2012 11
American Investment Services Palm Harbor, FL Oct 2001 - Dec 2012 11
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Feb 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Patrick K. Nichols
Phone Number: 517-339-7662
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    1,122
    MILLIONS
  • Total Number of Accounts
    10,016
    ACCOUNTS
  • Average Account Value
    $111,979
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, NC, ND, NH, NJ, NV, NY, OH, PA, SC, TN, TX, UT, VA, WA, WI

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BADGES
83

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