Roger HydeCRD Number: 862184
Current Firm: American Wealth Management, Inc.
Roger Hyde (CRD# 862184) is an Investment Advisor Representative working at American Wealth Management, Inc. in Palm Harbor, FL and has over 34 years of experience in the finance industry.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|Real Estate||Castlewood, SD||Oct 2005 - Current||11|
|Raymond James Financial Svcs||Port Richey, FL||Dec 1999 - Current||17|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1983|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management153MILLIONS
Total Number of Accounts897ACCOUNTS
Average Account Value$170,149
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AL, CA, FL, GA, IL, MS, NC, TN, TX