Kraig Carpenter (CRD# 2143718) is an Investment Advisor Representative working at El Camino Real Financial Advisors in Santa Teresa, NM and has over 29 years of experience in the finance industry.
CRD# 4138711
Securities America Advisors, Inc.
CRD# 5019215
Lpl Financial LLC
CRD# 6399903
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| El Camino Real Financial Advisors | Santa Teresa, NM | Jan 2011 - Current | 13 |
| Charter Communications | El Paso, TX | Feb 2016 - Nov 2020 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 2001 |
| S65 | NASAA Investment Advisors Law Examination | Oct 1994 |
| S66 | NASAA Uniform Combined State Law Examination | Apr 2009 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
- NM
- TX
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Total Assets Under Management1MILLIONS
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Total Number of Accounts16ACCOUNTS
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Average Account Value$65,389
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
CA, NM, TX
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