Mark Douglas, financial advisor Palm Springs CA

Mark Douglas

CRD Number: 4245437
Current Firm: Cetera Advisor Networks LLC

Mark Douglas (CRD# 4245437) is an Investment Advisor Representative working at Cetera Advisor Networks LLC in Palm Springs, CA and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Advisor Networks LLC El Segundo, CA Sep 2013 - Current 7
Bowman Gaskins Fin. Group Vienna, VA Jul 2000 - Current 20
Walnut Street Securities, Inc. St. Louis, MO Aug 2003 - Aug 2013 10
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2000
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Mark D. Douglas
Phone Number: 310-326-3100
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    25,829
    MILLIONS
  • Total Number of Accounts
    85,917
    ACCOUNTS
  • Average Account Value
    $300,627
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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