Johann Klaassen, financial advisor Santa Fe NM

Johann Klaassen

CRD Number: 4280579
Current Firm: Horizons Sustainable Financial Services, Inc.
Compensation Model: Fee Only

Johann Klaassen (CRD# 4280579) is an Investment Advisor Representative working at Horizons Sustainable Financial Services, Inc. in Palmer Lake, CO and has over 15 years of experience in the finance industry.

Johann has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.

Johann was also among the first in the nation to embrace the now-standard certification of Accredited Investment Fiduciary® and holds the 70th such accreditation ever issued. The Accredited Investment Fiduciary® (AIF®) designation certifies that the recipient has specialized knowledge of fiduciary standards of care and their application to the investment management process. To receive the AIF designation, individuals must complete a training program, successfully pass a comprehensive, closed-book final examination under the supervision of a proctor and agree to abide by the AIF Code of Ethics. In order to maintain the AIF designation, the individual must annually renew their affirmation of the AIF Code of Ethics and complete six hours of continuing education credits. The certification is administered by the Center for Fiduciary Studies, LLC (a Fiduciary360 (fi360) company).

Johann holds a BA from St. John’s College, Annapolis/Santa Fe, and Masters and PhD degrees from the Philosophy Department of Washington University, St. Louis, where he specialized in Ethics and Social Philosophy. He served on the faculties of Washington University, Webster University, Millikin University, the University of Colorado at Colorado Springs, the University of Central Arkansas, and the University of Idaho. He has published and lectured on many topics, including areas of environmental ethics, business ethics, and social bias in finance.

CONTACT
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Professional Designations
Company Name Location Dates Years
Horizons Sustainable Financial Services, Inc. Santa Fe, NM Jan 2013 - Current 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2000
S65 NASAA Investment Advisors Law Examination May 2002
Contact Info for Johann A. Klaassen
Phone Number: 505-982-9661
Advisor Website: http://horizonssfs.com/
Registered State(s):
  • NM
  • TX
By the Numbers
  • Total Assets Under Management
    134
    MILLIONS
  • Total Number of Accounts
    740
    ACCOUNTS
  • Average Account Value
    $181,185
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AL, CA, CO, NM, OR, TX, WA

Firm Disclaimer:

Horizons Sustainable Financial Services, Inc., is a Registered Investment Advisor that is incorporated and registered in the State of New Mexico.  In accordance with federal law, we may only conduct business in states where appropriately registered or exempted from registration.  We currently serve clients in a number of states nationwide, and would be pleased to discuss whether it is permissible (given your state of residence or incorporation) for us to serve your financial needs.

 

Horizons offers a full range of investment services to further socially conscious values. Whether you’re already familiar with Sustainable, Responsible, Impact (SRI) Investment principles or looking to learn more about them, we can guide you in both selecting investments that support your personal values and engaging in shareholder advocacy to positively influence corporate behavior.

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