Brandon Smith, financial advisor Palo Alto CA

Brandon Smith

CRD Number: 5053905
Current Firm: Wells Fargo Clearing Services, LLC

Brandon Smith (CRD# 5053905) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Palo Alto, CA and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Clearing Services, LLC Palo Alto, CA Nov 2016 - Current 5
Wells Fargo Advisors, LLC Palo Alto, CA Jun 2012 - Nov 2016 4
Chase Investment Services Corp. Sunnyvale, CA May 2009 - Jun 2012 3
Wamu Investments Inc. Sunnyvale, CA Jun 2008 - Jun 2012 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2006
Contact Info for Brandon J. Smith
Phone Number: 314-875-3000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    568,760
    MILLIONS
  • Total Number of Accounts
    1,434,300
    ACCOUNTS
  • Average Account Value
    $396,542
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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