Brian Francis (CRD# 6103119) is an Investment Advisor Representative working at Ubs Financial Services Inc. in West Palm Beach, FL and has over 11 years of experience in the finance industry.
CRD# 1690782
J.p. Morgan Securities LLC
CRD# 4207020
Dakota Wealth, LLC
CRD# 5870573
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ubs Financial Services Inc. | West Palm Beach, FL | Jan 2020 - Current | 4 |
| Morgan Stanley | Palo Alto, CA | Dec 2017 - Jan 2020 | 2 |
| Wells Fargo Clearing Services, LLC | Palo Alto, CA | Nov 2016 - Dec 2017 | 1 |
| Wells Fargo Advisors LLC | Palo Alto, CA | Jul 2016 - Nov 2016 | < 1 |
| Investors Capital Corporation | Lynnfield, MA | Feb 2015 - Jun 2016 | 1 |
| Fisher Investments | Camas, WA | Sep 2014 - Jan 2015 | < 1 |
| Bank Of America, N.a. | Andover, MA | Mar 2013 - Sep 2014 | 1 |
| Merrill Lynch | Andover, MA | Jul 2012 - Sep 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Nov 2012 |
- FL
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Total Assets Under Management702,387MILLIONS
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Total Number of Accounts1,093,486ACCOUNTS
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Average Account Value$642,338
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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