David McLaughlin, financial advisor Palo Alto CA
92 score

David McLaughlin

CRD Number: 5305335
Current Firm: Citigroup Global Markets Inc.

David McLaughlin (CRD# 5305335) is an Investment Advisor Representative working at Citigroup Global Markets Inc. in Palo Alto, CA and has over 2 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Citigroup Global Markets Inc. Palo Alto, CA Mar 2014 - Current 2
Citigroup N.a. Palo Alto, CA Mar 2014 - Current 2
Mcmorgan & Company San Francisco, CA Aug 2013 - Feb 2014 < 1
Unemployed San Francisco, CA Jun 2013 - Aug 2013 < 1
Georgetown University Washington, DC Aug 2011 - May 2013 1
M&t Bank Rockville, MD Jun 2011 - Aug 2011 < 1
Citigroup Global Markets Inc. San Francisco, CA Aug 2008 - Aug 2011 3
Citigroup Global Markets Inc. Palo Alto, CA May 2007 - Aug 2008 1
Citigroup Private Bank Palo Alto, CA Feb 2007 - Oct 2007 < 1
Visa International/workforce Logic Foster City/redwood City, CA Sep 2006 - Feb 2007 < 1
Intermune Inc./searchwright Brisbane/san Francisco, CA Jul 2006 - Sep 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2014
Contact Info for David A. McLaughlin
Phone Number: 212-816-6000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    22,285
    MILLIONS
  • Total Number of Accounts
    42,945
    ACCOUNTS
  • Average Account Value
    $518,927
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
92
Clean Record
This advisor has a clean track record with regulators.

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