Justin Kwok, financial advisor Palo Alto CA
93 score

Justin Kwok

CRD Number: 5602967
Current Firm: Hsbc Securities (usa) Inc.

Justin Kwok (CRD# 5602967) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Palo Alto, CA and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Hsbc Securities (usa) Inc. Palo Alto, CA Mar 2016 - Current < 1
Wells Fargo Advisors LLC San Francisco, CA Jan 2011 - Mar 2016 5
Wells Fargo Bank, N.a. San Francisco, CA Nov 2009 - Mar 2016 6
Wells Fargo Investments, LLC San Francisco, CA Nov 2009 - Jan 2011 1
First Republic Bank Millbrae, CA Jun 2009 - Oct 2009 < 1
Wells Fargo Investments, LLC South San Francisco, CA Oct 2008 - Jun 2009 < 1
Wells Fargo Bank South San Francisco, CA Aug 2006 - Jun 2009 2
Eggettes.com South San Francisco, CA Aug 2001 - Aug 2006 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2009
Contact Info for Justin K. Kwok
Phone Number: 212-525-2879
Registered State(s):
  • CA
  • NJ
  • GA
By the Numbers
  • Total Assets Under Management
    2,985
    MILLIONS
  • Total Number of Accounts
    12,340
    ACCOUNTS
  • Average Account Value
    $241,893
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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