Justin KwokCRD Number: 5602967
Current Firm: Hsbc Securities (usa) Inc.
Justin Kwok (CRD# 5602967) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Palo Alto, CA and has over 7 years of experience in the finance industry.
Jurika, Mills & Keifer, LLC
Lowery Thomas, LLC
Altos Investments, Inc.
|Hsbc Securities (usa) Inc.||Palo Alto, CA||Mar 2016 - Current||< 1|
|Wells Fargo Advisors LLC||San Francisco, CA||Jan 2011 - Mar 2016||5|
|Wells Fargo Bank, N.a.||San Francisco, CA||Nov 2009 - Mar 2016||6|
|Wells Fargo Investments, LLC||San Francisco, CA||Nov 2009 - Jan 2011||1|
|First Republic Bank||Millbrae, CA||Jun 2009 - Oct 2009||< 1|
|Wells Fargo Investments, LLC||South San Francisco, CA||Oct 2008 - Jun 2009||< 1|
|Wells Fargo Bank||South San Francisco, CA||Aug 2006 - Jun 2009||2|
|Eggettes.com||South San Francisco, CA||Aug 2001 - Aug 2006||5|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jan 2009|
Total Assets Under Management2,985MILLIONS
Total Number of Accounts12,340ACCOUNTS
Average Account Value$241,893
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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