Matthew Smiley, financial advisor Palo Alto CA
93 score

Matthew Smiley

CRD Number: 1335297
Current Firm: Advice And Planning Services

Matthew Smiley (CRD# 1335297) is an Investment Advisor Representative working at Advice And Planning Services in Palo Alto, CA and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Tiaa-cref Individual & Institutional Services, LLC Palo Alto, CA Jun 2011 - Current 5
Tiaa Palo Alto, CA Jun 2011 - Current 5
Unemployed San Mateo, CA Mar 2011 - Jun 2011 < 1
Citigroup San Mateo, CA Jun 2010 - Mar 2011 < 1
Unemployed San Mateo, CA Apr 2009 - Jun 2010 1
Charles Schwab & Company, Inc. San Francisco, CA Oct 1995 - Apr 2009 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1988
S65 NASAA Investment Advisors Law Examination Jul 2010
Contact Info for Matthew C. Smiley
Phone Number: 212-490-9000
Firm Website: http://www.tiaa.org
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    16,792
    MILLIONS
  • Total Number of Accounts
    45,960
    ACCOUNTS
  • Average Account Value
    $365,356
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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