Robert Owen, financial advisor Palo Alto CA
98 score

Robert Owen

CRD Number: 5516835
Current Firm: E*trade Capital Management, LLC
Compensation Model: Fee Only

Robert Owen (CRD# 5516835) is a Corporate Services Investment Advisor Representative working at E*trade Capital Management, LLC in Palo Alto, CA and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
E*trade Securities LLC Palo Alto, CA Mar 2015 - Current 1
E*trade Capital Management LLC Palo Alto, CA Mar 2015 - Current 1
E*trade Capital Management LLC Palo Alto, CA Jan 2013 - Mar 2015 2
E*trade Securities LLC Palo Alto, CA Jan 2013 - Mar 2015 2
Brokers International Financial Services LLC Panora, IA Nov 2010 - Jan 2013 2
Owen Financial Services South San Francisco, CA Mar 2007 - Jan 2013 5
Mutual Of Omaha Concord, CA Mar 2010 - Mar 2010 < 1
Wells Fargo Investments, LLC San Bruno, CA Apr 2009 - Jan 2010 < 1
Wells Fargo Bank, N.a. San Bruno, CA Jul 2008 - Jan 2010 1
Ameriprise Financial Services, Inc. Redwood City, CA Apr 2008 - Jun 2008 < 1
Unemployed Redwood City, CA Jan 2008 - Apr 2008 < 1
Wells Fargo And Co San Bruno, CA Aug 2007 - Jan 2008 < 1
Unemployed Phoenix, AZ Jun 2007 - Aug 2007 < 1
Enterprise Rent A Car Phoenix, AZ Jun 2003 - Jun 2007 4
Exam Code Name Passed Date
S7 General Securities Representative Examination (GS) Jul 2007
S66 NASAA Uniform Combined State Law Examination Jul 2009
Contact Info for Robert J. Owen
Phone Number: (650) 388-9215
Advisor Website: http://www.etrade.com
Firm Website: https://www.etrade.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    3,199
    MILLIONS
  • Total Number of Accounts
    19,200
    ACCOUNTS
  • Average Account Value
    $166,610
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Firm Disclaimer:

Registered with E*TRADE Securities LLC, Member FINRA/SIPC and with E*TRADE Capital Management, LLC, an SEC registered investment adviser. E*TRADE Capital Management and E*TRADE Securities are separate but affiliated companies.

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BADGES
98
Verified Page
Data verified by both the advisor and the public regulatory data.
Clean Record
This advisor has a clean track record with regulators.

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