Tom Trinh, financial advisor Palo Alto CA
89 score

Tom Trinh

CRD Number: 6236726
Current Firm: E*trade Capital Management, LLC

Tom Trinh (CRD# 6236726) is an Investment Advisor Representative working at E*trade Capital Management, LLC in Palo Alto, CA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
E*trade Capital Management LLC Palo Alto, CA Nov 2015 - Current 1
E*trade Securities LLC Palo Alto, CA Nov 2015 - Current 1
Uber Oakland, CA Jul 2015 - Dec 2015 < 1
Jpmorgan Securities, LLC Oakland, CA Jul 2015 - Nov 2015 < 1
Bancwest Investment Services, Inc. Hayward, CA Jul 2014 - Jul 2015 1
Bank Of The West Hayward, CA Jul 2014 - Jul 2015 1
Wells Fargo Bank Na Hayward, CA Dec 2012 - Jul 2014 1
Wells Fargo Advisors LLC Hayward, CA Dec 2012 - Jul 2014 1
Unemployed Oakland, CA Jun 2012 - Dec 2012 < 1
Monex Deposit Company Newport Beach, CA Jun 2011 - Jun 2012 1
Homemax Oakland, CA Feb 2006 - Jun 2011 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2013
Contact Info for Tom H. Trinh
Phone Number: 646-521-4453
Firm Website: https://www.etrade.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    3,199
    MILLIONS
  • Total Number of Accounts
    19,200
    ACCOUNTS
  • Average Account Value
    $166,610
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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